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Rules & Regulations

List of Rules & Regulations

ISX Law

ISX LawPDF

Draft Securities Law

Draft Securities LawPDF

Iraq Stock Exchange Rules of Procedure

Amending the election instructions for the Board of GovernorsPDF

Iraqi Companies Law

Law No. 17 of 2019 Companies Amendment Law No. 21 of 1997PDF

Iraqi Banking Law

Iraqi Banking LawPDF

Iraqi Investment Law

Iraqi Investment LawPDF

Anti-Money Laundering and Terrorist Financing Law

Anti-Money Laundering and Terrorist Financing LawPDF

Regulations of securities trading Iraq Stock Exchange

Iraq Stock Exchange Rules of Electronic TradingPDFIraq Stock Exchange Securities Trading Regulations PDFIraq Stock Exchange Securities Regulations of Online Trading PDFMortgage and attachment procedures for securitiesPDFControls for auditing the agency and the deputation document in the meetings of the General AssemblyPDFList of cross orders and large deals for the year 2016PDFCustomer due diligence controls for securitiesPDFListing, deposit and trading of government bondsPDFRegulations to prevent conflicts of interest for members of the Depository CenterPDFRequirements for accessing the trading platform - Iraqi Companies PDFRequirements for accessing the trading platform - Foreign CompaniesPDF

Iraq Stock Exchange Regulations

ISX Regulation No. (1) Non-Iraqi Trading PDFRegulation No. (2) Dates of Suspending and Re-trading Listed Companies Shares PDFRegulation No. (3) Suspension and De-listed Companies PDFRegulation No. (4) Financial Solvency of Brokerage FirmsPDFRegulation No. (5) Suspension and De-listed of Brokerage Firms PDFRegulation No. (6) Conditions and Requirements of Listing Companies in Iraq Stock Exchange, Regular MarketPDFRegulation No. (7) Opening Branches of Brokerage FirmsPDFRegulation No. (8) Listed Companies DisclosurePDFRegulation No. (9) Financial Disclosure of Brokerage FirmsPDFRegulation No. (10) Disclosure of Influential PercentagesPDFRegulation No. (11) Electronic Submission of Financial StatementsPDFRegulation No. (12) Controls and Mechanism for Separating Accounts of Brokerage FirmsPDFRegulation No. (15) Conditions and Requirements of Listing Companies in the second marketPDFRegulation No. (16) Shareholders Insider Trading PDFRegulation No. (17) Custody BankPDFRegulation No. (18) Rules of Professional ConductPDFRegulation No. (19) Margin tradingPDFBrokerage Firms Licensing No(20)PDFRegulations for listing , depositing and trading shares of un listed companies No.21 of 2023PDFRegulation No. 22 of 2023 to open branches of the Iraq Stock ExchangePDFRegulation of un disclosed companies PDFRegulation of Settlements NO.24 for 2024PDFRegulation of ٌ re trading companiesPDFIraqi Securities Commission Board Approved Regulation No. (13) for the exchange of listed shares with other listed shares in accordance with the market law and its regulations.PDFRegulation No. (35) for the work of brokerage companies wishing to obtain a license from the Authority to trade in foreign securities and commodities marketsPDF

The Depository System, Settlement and Clearing in Iraqi Depository Center

An investor account opening contract at the Depository CenterPDFSteps for registering shareholders' deposits in the Depository CenterPDF