Rules & Regulations
List of Rules & Regulations
COALITION PROVISIONAL AUTHORITY ORDER NUMBER 74 INTERIM LAW ON SECURITIES MARKETS
Trading Session Summary (Main Market)
Draft Securities Law
Iraq Stock Exchange Rules of Procedure
Amending the election instructions for the Board of GovernorsIraqi Companies Law
Law No. 17 of 2019 Companies Amendment Law No. 21 of 1997Iraqi Banking Law
Iraqi Investment Law
Anti-Money Laundering and Terrorist Financing Law
Regulations of securities trading Iraq Stock Exchange
Iraq Stock Exchange Rules of Electronic TradingIraq Stock Exchange Securities Trading RegulationsIraq Stock Exchange Securities Regulations of Online TradingMortgage and attachment procedures for securitiesControls for auditing the agency and the deputation document in the meetings of the General AssemblyList of cross orders and large deals for the year 2016Customer due diligence controls for securitiesListing, deposit and trading of government bondsRegulations to prevent conflicts of interest for members of the Depository CenterRequirements for accessing the trading platform - Iraqi CompaniesRequirements for accessing the trading platform - Foreign CompaniesIraq Stock Exchange Regulations
ISX Regulation No. (1) Non-Iraqi TradingRegulation No. (2) Dates of Suspending and Re-trading Listed Companies SharesRegulation No. (3) Suspension and De-listed CompaniesRegulation No. (4) Financial Solvency of Brokerage FirmsRegulation No. (5) Suspension and De-listed of Brokerage FirmsRegulation No. (6) Conditions and Requirements of Listing Companies in Iraq Stock Exchange, Regular MarketRegulation No. (7) Opening Branches of Brokerage FirmsRegulation No. (8) Listed Companies DisclosureRegulation No. (9) Financial Disclosure of Brokerage FirmsRegulation No. (10) Disclosure of Influential PercentagesRegulation No. (11) Electronic Submission of Financial StatementsRegulation No. (12) Controls and Mechanism for Separating Accounts of Brokerage FirmsRegulation No. (15) Conditions and Requirements of Listing Companies in the second marketRegulation No. (16) Shareholders Insider TradingRegulation No. (17) Custody BankRegulation No. (18) Rules of Professional ConductRegulation No. (19) Margin tradingBrokerage Firms Licensing No(20)Regulations for listing , depositing and trading shares of un listed companies No.21 of 2023Regulation No. 22 of 2023 to open branches of the Iraq Stock ExchangeRegulation of un disclosed companiesRegulation of Settlements NO.24 for 2024Regulation of ٌ re trading companiesIraqi Securities Commission Board Approved Regulation No. (13) for the exchange of listed shares with other listed shares in accordance with the market law and its regulations.Regulation No. (35) for the work of brokerage companies wishing to obtain a license from the Authority to trade in foreign securities and commodities marketsThe Depository System, Settlement and Clearing in Iraqi Depository Center
An investor account opening contract at the Depository CenterSteps for registering shareholders' deposits in the Depository CenterForm No. (1) AForm No. (1) BForm No. (2)Form No. (3)Form No. (4)Form No. (5)Form No. (6)Form No. (7)Form No. (8)Form No. (9)Form No. (10)Form No. (11)